Study Guide

Objective

You can describe the legal framework of financial markets with a focus on securities, investment services, and compliance regulations, and understand how these apply in insolvency situations.
You can evaluate the legal and ethical consequences of financial decisions, particularly in cases leading to insolvency.
You can analyze the legal obligations and responsibilities of parties in various financial and insolvency situations, including the roles of creditors and debtors.
You understand the significance of regulations concerning investment firms, mutual funds, and venture capital in preventing financial crises.
You understand the methods available to creditors for debt collection and can distinguish between different insolvency procedures.

Content

How is the legal framework regulating financial markets, including securities, investment services, and compliance regulations, interpreted?
How are the legal obligations and responsibilities of parties determined in various financial and insolvency situations?
How do you identify the methods available to creditors for debt collection and operate within insolvency processes?